Capital Group is renowned for its emphasis on quality investment outcomes and client-centric strategies. Matt O’Connor, head of North America Client Group and chief executive officer of Capital Client ...

“Typically, I say, please don’t invite your parents,” says Emily Malone, a financial advisor at Wells Fargo. “The feedback that we get from the parents after the kids go back and relay the messages ...

Background: Kayvon Sarmadi launched his career as a solo advisor at just 23 years old—an unusually young age in a post-financial crisis industry. “I had to beg the firm for an exception,” he says. “I ...

Nick Gallo has been a financial content marketer and journalist for over six years. He has deep expertise in credit-related topics, including credit reports and scores, loans and credit cards, and ...

Around 10% of advisors expect to change firms or consolidate their practices this year; such transitions can mean losing a significant part of client assets if not managed carefully. Those were among ...

Cetera Financial Group is bolstering its C-suite with a new technology-focused role. Cetera has appointed Keyur Desai as chief data and analytics officer, a newly created role aimed at accelerating ...

SYRACUSE, N.Y. — Federal prosecutors in Syracuse accuse a Cazenovia financial advisor of defrauding victims of more than $640,000. Dean Dellas, 40, was arraigned Tuesday in federal court on charges of ...

Modern financial advisors are schooled in the knowledge needed to steer their clients in the right direction. But at times, it can be even more important to keep those clients from heading in the ...

Occasionally, a Fintech comes along that is truly unique, and Waterlily is one such company. From the problem it tackles to how it tackles it, Waterlily has identified a new (and large) territory with ...

Oracle Corp. has told customers that a hacker broke into a computer system and stole old client log-in credentials, according to two people familiar with the matter. It’s the second cybersecurity ...