JD Supra22m
SEC Settles with Investment Adviser for Over $100 Million for Misleading Investors About Tax Implications of Retirement Fund Changes
Quick Take: The SEC announced that an investment adviser (Adviser) agreed to pay over $100 million to settle charges that the firm made misleading statements about capital gains distributions and tax ...
If You're Still Doing This With Your 401(k), You Might Need to Fix It ASAP
Whether you're starting a new job or staying where you work right now, it always makes sense to look at employee benefits you've earned. That includes reviewing your 401(k) plan if your employer ...