Public-interest lawyers are loudly objecting to new guidelines intended to raise the professional caliber of arbitrators hired to mediate disputes between brokers and investors. Finra, the brokerage ...
The professional bar association for investor attorneys is accusing the Financial Industry Regulatory Authority (Finra) of increasing professional requirements for arbitrators without public notice or ...
Investor advocates are up in arms about a FINRA rule change they contend could prevent aggrieved brokerage clients from getting a fair hearing before their peers. Processing Content The Financial ...
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