The measure codifies Finra's practice for vetting arbitrators for conflicts of interest, and it requires a written explanation when a challenge to an arbitrator's seating is granted or denied. By Mark ...

Investor advocates are up in arms about a FINRA rule change they contend could prevent aggrieved brokerage clients from getting a fair hearing before their peers. Processing Content The Financial ...

A Finra arbitrator has been accused of numerous violations, including fraud, in a landmark lawsuit brought by Alabama aimed at highlighting cracks in Finra’s expungement arbitration system, which ...

FINRA faced allegations last year that it reached a "secret agreement" to bar certain arbitrators from hearing a Wall Street lawyer's cases. An appeals court eventually ruled that the brokerage ...

To further weed out potential conflicts of interest and provide greater transparency into why certain arbitrators are removed from arbitrators selection lists, the Financial Industry Regulatory ...

A Georgia Superior Court judge took a serious whack at Wells Fargo Advisors, as well as the Financial Industry Regulatory Authority Inc., in a January order that dismissed an arbitration claim that ...

July 25 (Reuters) - The Financial Industry Regulatory Authority has reinstated three securities arbitrators that it crossed off its roster following a 2011 decision they made against Merrill Lynch, ...

WASHINGTON--(BUSINESS WIRE)--FINRA today published the report of independent counsel Lowenstein Sandler LLP, which found no evidence of an improper agreement to remove certain arbitrators from ...