Despite a history of securities violations, shady business practices and millions in investor losses, shoot-from-the-hip ...

The Securities and Exchange Commission adopted amendments to Reg. NMS on September 18, 2024, covering a broad range of market ...

The U.S. Securities and Exchange Commission fined on Tuesday 12 municipal advisors more than $1.3 million to settle civil ...

The Securities and Exchange Commission has announced charges against 11 institutional investment managers for failing to file ...

Federal prosecutors said he defrauded investors and auditors by claiming more than $1.3 million in fraudulent revenue.

It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...

Shein, the online apparel company, reportedly filed late last year to issue stock in the U.S. Legislators have balked amid ...

The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG) enforcement ...

The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its ...

Earlyworks Co., Ltd. (NASDAQ: ELWS) (“Earlyworks” or the “Company”), a blockchain solution provider headquartered in Taito-ku ...

Founded by former Coinbase head of exchange Vishal Gupta, TrueX will use PayPal's stablecoin as its default settlement ...

The state of Iowa has suspended $47,500 in fines against a southwest Iowa nursing home cited for inadequate staffing and the ...