Reuters5d
Securities Enforcement
The U.S. Securities and Exchange Commission fined on Tuesday 12 municipal advisors more than $1.3 million to settle ...
SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps
Since the adoption of Rule 612 of Regulation NMS in 2005, there has been a marked increase in trading volume related to NMS ...
SEC Says Farewell to the Term ‘Crypto Asset Securities’
It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...
Kubient founder Paul Roberts pleads guilty to securities fraud, lied about company's AI tool, prosecutors say
Federal prosecutors said he defrauded investors and auditors by claiming more than $1.3 million in fraudulent revenue.
Shein’s Path to a U.S. IPO Looks Blocked. What That Means for Other China-Founded Companies.
The online apparel company reportedly filed late last year to issue stock in the U.S. Legislators have balked amid rising U.S ...
JD Supra2d
SEC Disbands Climate and ESG Task Force
The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG) enforcement ...
DXCM Investors Have Opportunity to Lead DexCom, Inc. Securities Fraud Lawsuit with the Schall Law Firm
NDAQ:DXCM) DXCM Investors Have Opportunity to Lead DexCom, Inc. Securities Fraud Lawsuit with the Schall Law Firm ...
SEC reaches settlement with Esmark and its chairman on US Steel matter
The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its ...
Cryptopolitan on MSN1d
SEC charges 8 linked to fake crypto platforms NanoBit and CoinW6
The U.S. Securities and Exchange Commission (SEC) has charged five entities and three individuals tied to fraudulent crypto ...
GTLB Investors Have Opportunity to Lead GitLab Inc. Securities Fraud Lawsuit with the Schall Law Firm
NDAQ:GTLB) GTLB Investors Have Opportunity to Lead GitLab Inc. Securities Fraud Lawsuit with the Schall Law Firm ...